Flagship review
Recurring Multi-Entity Compliance Review
Scheduled reviews that keep parent companies and subsidiaries aligned on the same compliance calendar, evidence pack, and remediation trail.
Who it is for
Finance controllers, internal audit leads, and group CFOs overseeing two or more legal entities in Taiwan or regionally.
What you leave with
A living compliance file for each entity, a shared findings register, and a fixed review cadence that catches gaps before statutory deadlines.
Scope
Entity mapping, control walkthroughs, sample testing of high-risk transactions, policy-to-practice checks, and a written findings pack with ranked remediation.
Included
- Kickoff entity inventory and ownership chart review
- Control matrix tailored to each entity’s operating model
- Sample-based testing of journals, intercompany balances, and approval trails
- Findings workshop with finance and operations owners
- Written report plus remediation tracker for the next cycle
Not included
- Statutory financial statement audits under ROC GAAS
- Tax return preparation or filing
- Litigation support or forensic investigation retainers
How the cycle runs
- Scoping call to confirm entities, systems, and review window
- Document request list and fieldwork schedule
- Fieldwork and sample testing
- Draft findings and management discussion
- Final pack and next-cycle planning
Duration & place of work
Typical engagement: 3–6 weeks per cycle depending on entity count and evidence readiness.
On site at your Taiwan offices when needed; remote document review for satellite entities.
Preparation
Provide entity list, org charts, policy manuals, recent internal audit notes, and access to GL extracts for the review period.
Constraints
We do not issue audit opinions. Reviews are advisory compliance assessments for management use.
Request a scoping call so we can propose a review calendar for your group.